Michelle Orcutt
Compliance Manager
L. Michelle Orcutt serves as a Compliance Manager, overseeing many of the firm's obligations under the rules of the Financial Industry Regulatory Authority (FINRA) as outlined under the Securities & Exchange Commission. She holds a Series 7, Series 24 and Series 63 license with FINRA and the New York Stock Exchange.
With over 25 years of experience in the investment banking industry, Ms. Orcutt has managed the compliance and due-diligence functions in all aspects of telecommunications, equipment leasing, real estate syndication, oil & gas, private equity and initial public offerings (IPO's).
Prior to beginning her relationship with RBC Daniels in 1989, she was a vice president and partner with the 110-year old regional investment-banking firm of Boettcher & Co.
Ms. Orcutt has been active with professional and continuing education associations, receiving acknowledgment and certification from University of Pennsylvania, Wharton School, University of Denver, College of Law and the California Trial Lawyers Association.
Ms. Orcutt graduated, magna cum laude, from Northern Arizona University with a degree in political science, and earned a paralegal degree from the University of San Diego Law School.
Compliance Manager
L. Michelle Orcutt serves as a Compliance Manager, overseeing many of the firm's obligations under the rules of the Financial Industry Regulatory Authority (FINRA) as outlined under the Securities & Exchange Commission. She holds a Series 7, Series 24 and Series 63 license with FINRA and the New York Stock Exchange.
With over 25 years of experience in the investment banking industry, Ms. Orcutt has managed the compliance and due-diligence functions in all aspects of telecommunications, equipment leasing, real estate syndication, oil & gas, private equity and initial public offerings (IPO's).
Prior to beginning her relationship with RBC Daniels in 1989, she was a vice president and partner with the 110-year old regional investment-banking firm of Boettcher & Co.
Ms. Orcutt has been active with professional and continuing education associations, receiving acknowledgment and certification from University of Pennsylvania, Wharton School, University of Denver, College of Law and the California Trial Lawyers Association.
Ms. Orcutt graduated, magna cum laude, from Northern Arizona University with a degree in political science, and earned a paralegal degree from the University of San Diego Law School.
